account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
based on MoU signed in 2014, both the SECC and SEC Thailand agreed to have an additional Memorandum of Understanding (MOU) concerning the cross-border equity offering and issuance of DR which will allow
exchanged ideas with others in the project.”Interested parties are welcome to see details and apply for the project “SEC FinTech Challenge” at www.FinTechchallenge.info from now to 5 July 2018
capital market.SEC has initiated a plan to push new channels towards an easier accessibility for investors to the capital market, and to be able to swiftly change the type of services or called “the ease
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
organization was established in 2010 to accelerate progress on women’s rights worldwide. UN Women’s efforts are based on the fundamental belief that every woman has the right to live a life free from violence
of RO and ESOP. The SEC is therefore proposing to revise the regulations related to RO and ESOP of treasury stocks of public limited companies. In this regard, on 7 April 2022, the Securities and
grateful to the SEC for the continuous support given to this project.”The “Women on Boards” project will run from April to December 2023, for which the target groups will be the women directors, executives