planner** for three months and 22 days, effective from 22 April 2019.The SEC strongly advises investors against allowing investment consultants to make securities trading decisions on their behalf
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources
of Audit Research Project, revealing the main reason why stakeholders or related parties have failed to see the value of audit is because they do not fully understand the roles and responsibilities of
Tuesday 25 December 2018 at the Royal Thai Army Club on Vibhavadi-Rangsit Road, Bangkok, from 11.00 hrs. onwards.According to the SEC, IFEC shareholders should attend the meeting to exercise their
consultant, had solicited the clients to purchase over-the-counter shares of a public company that he claimed to be listed on the Stock Exchange of Thailand (SET) later. He gained a margin from the
highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for
SEC held the “SMEs’ Road to the Thai Capital Market” seminar on Thursday, 19 December 2019. SEC Deputy Secretary-General Sirivipa Supantanet, delivered an opening speech, and Miss Ariyaporn
evidences, it is reasonable to believe that Mr. Suphan Sethapanich has obtained benefits from selling the bills of exchange (B/E). He, therefore, committed an offense with dishonest intent and obtained
investors, and a talk about four aspects of knowledge about digital assets, a new subject receiving interest from the public. SEC Assistant Secretary-General Praoporn Senanarong, discussed an overview of