Exchange Commission No. Kor Thor. 25/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee By virtue of Section 14 of the Securities and Exchange Act B.E
the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall comply with the
. KorThor. 25/2558 Re: Approval for Undertaking of Derivatives Business (No.4) dated 2 December 2015 (effective on 16 December 2015). 6 Clause 13 The derivatives business licensee shall comply with the
which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold derivatives brokerage
instruction to the date on which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold
effective when the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall comply
become effective when the relevant securities business license has become effective. The derivatives business license shall be in the form attached hereto. Clause 13 The derivatives business licensee shall