500,000 baht the law requires, he was fined at such amount.In addition, as Chai is a director of Bangkok Life Assurance PCL, which is a Limited Brokerage, Dealing and Underwriting (LBDU) licensee, he is
Agriculture Futures Trading Commission (AFTC) (in case of agricultural futures). The licensee list can be viewed at the SEC's website: www.sec.or.th and the AFTC's website: www.aftc.or.th. To report any
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
the type specified in the license only after the SEC Office has examined and viewed that the licensee can demonstrate its possession of: (a) good https://publish.sec.or.th/nrs/7307pe.doc <
ที่ https://market.sec.or.th/public/idisc/th/Ranking/Intermediaries/Licensee Type เพื่อร่วมเป็นส่วนหนึ่งในการสร้างวัฒนธรรมการต่อต้านคอร์รัปชัน และช่วยเสริมสร้างความน่าเชื่อถือ (integrity
urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of
18/01/1996 3. Notification of the Securities and Exchange Commission Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee 31/10/2017 01
Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee 31/10/2017 01/12/2017 2. Notification of the Securities and Exchange Commission KorChor. 9/2555 Determination
research as requested or funded List of Securities Dealings Licensee (Investment Units) Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok
futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or