, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
and Exchange Commission No. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Operational Control in Securities Underwriting _____________ By virtue of Section 14 and Section 116 of the
. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Operational Control in Securities Underwriting _____________ By virtue of Section 14 and Section 116 of the Securities and Exchange Act B.E. 2535
Securities and Exchange Commission No. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Operational Control in Securities Underwriting _____________ By virtue of Section 14 and Section 116 of the
fluctuation of the price of stocks listed on stock exchange of Thailand. 2. Underwriting income decreased by Baht 16.53 million due to the following factors : 1.1 Underwriting expenses increased by Baht 33.37
. 50/2555 Re: Rules, Conditions and Procedures for Securities Underwriting (No. 7) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange
responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use Mr.Charnchai’s trading account to subscribe
responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use her trading account to subscribe and receive
, Conditions and Procedures for Securities Underwriting _____________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E.2535 (1992) as amended by the Securities and Exchange Act
operating result – Relative to last year quarter’s, Loss Ratio had dropped by 8.64% (From 67.87% to 59.23%). Underwriting had been more selective. Sales associated with high risk clients had been monitored