period last year. The relevant details are as follows:- 1. The Company realized the underwriting profit for the first quarter of 2020 amounted to Baht 11.66 million, an increase of Baht 20.24 million or
: Rules, Conditions and Procedures for Securities Underwriting _____________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E.2535 (1992) as amended by the Securities and
same period last year. The relevant details are as follows:- 1. The Company realized the underwriting profit for the second quarter of 2020 amounted to Baht 91.42 million, an increase of Baht 121.91
No. TorThor. 70/2552 Re: Rules, Conditions and Procedures for Securities Underwriting (Codified) _____________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535
, offering extremely high returns, guaranteeing returns, urging for investment without requiring prior knowledge, pressuring to make a quick decision, asking to transfer money into the accounts of private
underwriting amounted to Baht 7.95 million, an increase of Baht 16.08 million, as the ratio of net claims (less claim recovery from reinsurers) over earned premium during the same period last year decreased from
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
management and limited brokerage, dealing and underwriting of investment units (LBDU) In revising the annual fee scheme, the SEC has taken into consideration intermediaries? existing cost factor and potential
and underwriting of investment units and securities borrowing and lending. This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is