{G}. The SEC found from the routine inspection that {A} frequently failed to record her clients' derivatives trading orders while {B}, {C}, {D}, and {E} frequently failed to record their clients

Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record

, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found  that T.U. Dome Fund managed by ING Funds failed to comply with the fund scheme and regulations under the Securities and

SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make

December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine

routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading

resolved to approve the acquisition of assets with the following details: 1. Transaction Date Within 31 October 2017. 2. Parties involved Buyer White Group Public Company Limited Seller Custom Pack Company

region. The recycling portfolio was enhanced by acquisitions of Sorepla (France) and Custom Polymer (USA; Transaction closed: Jan2019). The Fibers segment was strengthened by the acquisitions of Avgol

Custom Polymers PET, LLC, to acquire their PET recycling facility (the “Facility”) in Alabama, USA. The Facility consists of two production lines; Recycled Polyethylene Terephthalate (rPET) Flake and food

information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but