obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite
efficiency of preventive measures and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to promote the Thai capital market as a regional financial connector
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 18:55 Recent Enforcement Enforcement Search Please enter search criteria Name : Type
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:00 Recent Enforcement Enforcement Search Please enter search criteria
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:07 Recent Enforcement Enforcement Search All | Criminal Complaints
implementation" 27/09/2021 9.30 - 11.30 น. FA28092021 สัมมนา "Practical issues and challenges in TFRS implementation for IPO" 28/09/2021 9.30 - 11.30 น. PDPA_MOOC2021 ขอเรียนแจ้ง การเข้าอบรมหลักสูตรออนไลน์ CHULA
organized under the MoU with four leading business schools aiming to provide a platform for capital market research presentation and implementation in developing the capital market. The Faculty of Commerce
Anti-money Laundering Law. The SEC may exempt the requirements for certain type of digital token offering or digital asset businesses. In case of law enforcement, unfair trading of digital assets will
enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider