SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the
, provision in the Handbook and any conditions imposed on the registration of the RR. ENFORCEMENT MAS Singapore 7 • For the purpose of the ACMF Professional Mobility Framework, MAS may exempt a foreign company
supervision, implementation and enforcement among different authorities is clearly defined so that the competencies of complementary bodies and agencies are respected and used most effectively. Potentially
Bangkok, 2 February 2024 – The Securities and Exchange Commission (SEC) has appointed Police Lieutenant Colonel Sutthisak Jitpimonmas as Assistant Secretary-General – Enforcement 2, in charge of the
Bangkok, 12 October 2017 ? The SEC discloses the latest updates on the civil sanction statistics since the means of enforcement became effective on 12 December 2016, with the total of 21 natural and
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, the current Chair of ACMF. The Framework, an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers, enhances ASEAN?s attractiveness as a fund-raising centre. Under the
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
Asian Roundtable adopts guide to strengthening corporate governance through effective public enforcement 12/02/2014 - The Asian Corporate Governance Roundtable* held its annual meeting in Mumbai
compliance of listed firms, and enforcement capacity vis-à-vis the OECD Principles. > The assessments are standardized and systematic, and include policy recommendations and a model country action plan. In