of operational function other than sub clause (1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules

network to render services within the scope of the license as specified by the NBTC. A preliminary investment budget for provisioning of 5G service in key area is approximately Baht 10-15 billion within the

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas

for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual

Bangkok, January 22, 2013 ? Following the SEC?s request for a clarification of news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, where the financial

invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the

in capital market under both laws, (4) reviewing the coverage of business operators that subject to provisions on the appointment and approval of auditors, (5) amending the corporate status of the

than those who open an account under the normal process. The happening of this service derives from an extension of commercial banks' service coverage in a sandbox project under the Regulatory Sandbox