follows: (1) in cases where a securities company appoints a new person as director or manager, or in other cases than (2), the securities company shall submit to the SEC Office the following documents which
executive as follows: (1) In cases where a derivatives business operator appoints a new person as director or manager, or in other cases than (2), the derivatives business operator shall submit the following
temporarily granted an exemption from the requirement of independent director from 1 January 2007 until the date on which the securities company appoints an independent director within the specified period
appoints an independent director within the specified period. Clause 8. This Notification shall come into force from 1 January 2007. Notified this 28th day of December 2006. -Signature- (Mr. Thirachai
appoints as an agent to perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
, the company appoints Jay Capital Advisory Limited to be Independent Financial Advisor (IFA) in order to give opinion on entering into such transaction. 5. To set the date for the shareholders’ general
shareholders present at the meeting and having voting rights, excluding the votes of shareholders having an interest in the matter. In this regard, the company appoints Jay Capital Advisory Limited to be