securities company appoints a person that has relationship as a parent company, subsidiary or affiliate company, as an agent, the securities company shall inform its clients about such relationship as well
company shall appoint only one person from such register to be Fund Manager according to rules under Clause 8, or Clause 17 the first paragraph (3); (2) in case the management company appoints its employee
Office. Such documentary evidence shall be stored for at least five years from the date of account closing or agreement termination. Clause 20 An agreement in which a retail client appoints a securities
client appoints a securities company as securities broker shall bear a statement of larger fonts, or being marked or done by other methods to highlight such statement to make the client aware of the
.2546 including additional announcement. 2. The meeting appoints the independent financial advisor. Due to the disposition of assets between the company and the seller is the connected transaction which
cancellation date of the agreement. Clause 17. An agreement which a retail client appoints the securities company as his or her securities broker, shall bear a statement of larger fonts, or mark or be done by
from the closing date of the account or the cancellation date of the agreement. Clause 17. An agreement which a retail client appoints the securities company as his or her securities broker, shall bear a
executive of a derivatives business operator, the Office of the Securities and Exchange Commission hereby issues the following guidelines: (1) in case where the derivatives business operator appoints a new