Approval for Undertaking Securities Business B.E. 2551 (2008) _________________ By virtue of Section 14 of the Securities and Exchange Act B.E 2535 (1992) as amended by the Securities and Exchange Act (No.4
Commission No. KorNor. 8/2547 Re: Licensing Derivatives Business Operator in the Category of Derivatives Fund Manager dated 23 January 2004; (2) Notification of the Securities and Exchange Commission No
fund manager shall be the securities company which has a securities business license type B, or a securities business license in the category of investment advisory service 3 Amended by the Notification
fund manager shall be the securities company which has a securities business license type B, or a securities business license in the category of investment advisory service 3 Amended by the Notification
business license in the category of securities borrowing and lending. 4 Amended by the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business (No. 4) B.E. 2557 5 Amended
------------------------------------------------------------------ 1 Amended by the Ministerial Regulation Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management (No.2) B.E. 2547 promulgated under the Securities and
. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)