Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
-Unofficial translation- Ministerial Regulation No. 7 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By the virtue of Section 7 and the fourth paragraph of Section 90 of
-Unofficial translation- Ministerial Regulation No. 7 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By the virtue of Section 7 and the fourth paragraph of Section 90 of
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a