requirements in these FAQs does not necessarily mean that an application will be accepted or an approval will be granted. The SEC reserves the rights to exercise all powers conferred under the law. Unless
proportion form 40.51 percent to 20.51 percent. Subsequently, the Company’s Board of Directors meeting No.4/2018 held on March 20, 2018, has passed a resolution which approved and granted the authority to the
of investment units and marketing representatives of private funds, it shall be deemed that such management company has been granted approval from the Office. In this regard, the management company
investment units and marketing representatives of private funds, it shall be deemed that such management company has been granted approval from the Office. In this regard, the management company shall report
to examine the quality of digital tokens to be offered for sale and to verify that the information provided in the registration statement and draft prospectus is accurate, clear and complete. The
investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the
(1992). Clause 4. In respect of any private fund management company having been licensed to undertake securities business in other category and having been granted permission by the Office to establish a
granted permission by the Office to establish a full-service branch office for such (Translation) Page 2 of 3 category of securities business, the Office shall permit the full-service branch office to also