verify that the information provided in the registration statement and draft prospectus is accurate, clear and complete. The eligibility criteria for undertaking the ICO portal business include (1) being a

not apply to the following securities: (1) investment units offered for sale by securities holders, provided that such investment units are issued by securities companies licensed to undertake

funds arrangement between Hong Kong and Thailand (“Hong Kong Master Fund”). (w) “Thai Management Company” means an entity that has been granted a securities license from the Ministry of Finance upon the

, unless permission has been granted by the Office to open or close its office at any other hours or days.

, unless permission has been granted by the Office to open or close its office at any other hours or days.

Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted

proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31

"Antella Investment" without proper licenses granted. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001

Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted