e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification of the

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor. 42

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor. 42

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

e-service Online Submission See canceled document Securities Dealer Business >> Licensing (Section 90)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Securities Dealer Business >> Fees (Section 14, 19)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Securities Dealer Business >> Dealer of capital market product denominated in foreign currency   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified

  Securities Dealer       о  Derivatives Dealer    • Advisor       ​ о  Securities Investment Advisors      ​ о  Derivatives Advisors    ​•  Securities Underwriter     •  Limited BDU    •  Bond Dealer