Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter
high volatility products such as Cryptocurrency.During Thailand’s WIW 2021 campaign, the week of 1-7 November, the SEC Thailand will organize various activities to reach out to many target audiences and
act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources
aims to facilitate private sector?s issuance of new financial products in response to market needs. Under the proposal, the principle-based set of rules enabling a more flexible coverage of various
statements due to limitation on scope of audit imposed by the STHAI management in various matters including quantities and unit prices of inventories, allowance for decline in value of inventories, and