SHARE : SEC launches “SEC Crypto Academy” to offer free e-learning courses on digital assets Wednesday 4 January 2023 | No. 3 / 2023 Bangkok, 4 January 2023 – The Securities and Exchange Commission (SEC
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
การประยุกต์ใช้เทคโนโลยี Artificial Intelligence (AI) และ Machine Learning (ML) ในงานตรวจสอบการกระทำความผิดด้านราคาในตลาดหลักทรัพย์ (E-enforcement) เพื่อส่งเสริมให้นิสิตได้เรียนรู้การทำงานในระดับ
วิชาการด้านการศึกษาทางการบัญชี (Accounting Education Conference: AccEC 2020) “Innovative Learning and Teaching” โดยสภาวิชาชีพบัญชี ในพระบรมราชูปถัมภ์ จัดขึ้นเป็นครั้งแรก เพื่อพัฒนาอาจารย์ผู้สอนทางการบัญชี
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routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading
securities investment consultant, namely {E}, were suspended, effective from September 11, 2014.The SEC's routine inspection of RHB OSK Securities (Thailand) Plc., found that {B}, {C}, {D} and {E} had prepared
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record