information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
) mission statements e) newsletters f) memorandums g) routine e-mail h) other: please describe Do professionals have access to guidance materials regarding the applicable Quality Control standards? 7 Are
suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
more conveniently on a regular basis using technology-based tools such as e-learning,” added Ms. Ruenvadee. _______________________
ทะเบียนได้ที่ www.sec.or.th/e-learning (หรือสแกน QR Code ตามด้านล่าง) หรือสอบถามรายละเอียดเพิ่มเติมได้ที่ esg-sec@sec.or.th
ประดิษฐ์ ( Artificial Intelligence) และการเรียนรู้ของเครื่อง (Machine Learning) ในตลาดทุน http://law.sec.or.th/content/5255/8377/1#8377 SEC Search เพิ่มเติม >> http://172.19.1.196:8983/solr/secweb/select?q
, please visit https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8166 SEC launches “SEC Crypto Academy” to offer free e-learning courses on digital assets to digital assets, build a self-protection