debts to financial institutions. 3. Reversal of provision for litigation decreased from the last year by 12 Million Baht. In 2016, Reversal of the judgment lawsuit Rattana Nakorn Engineering Co.,Ltd. 12

such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a

Indonesia. The legal action in the case of EARTH has already been notified to the Anti-money Laundering Organization (AMLO).  The criminal complaint has been filed against EARTH and its three directors

SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action.  This criminal offense may result in

violation? In-dept investigation and Seeking further evidence End YES NO Considering whether to constitute law violation NO YES Taking legal action(s) Administrative Action Civil Sanction Criminal Action

Niran's employment, taken legal action against him and paid a compensation for the affected client.?

comply with the civil sanction. Later, on 26 February 2018, the public prosecutor filed a legal action against Surasak and Ekkamon with the Civil Court after the SEC had submitted the case for the Court

and subject to the penalties under Section 296 of the SEA. Therefore, SEC has filed a criminal complaint against the said persons requesting ECSD to consider legal action.   Concurrently, SEC has

PowerPoint Presentation Considering Whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether offenses shall be extinguished

right to appeal to the Courts of Appeal or the Supreme Court is subject to the conditions prescribed in the Criminal Procedure Code. That means where any party in a lawsuit can satisfy the conditions