electronic submission of information to the SEC Office’s Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized
electronic procedures. “securities company reporting system” means the electronic data interchange provided by the Office for filing reports of securities company to the Office. “Office” means the Office of
procedures. “securities company reporting system”2 means the electronic data interchange provided by the Office for filing reports of securities company to the Office. “Office” means the Office of the
dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category of securities brokerage
complaint has not yet been finished within such period, the securities company shall maintain records of such action until all complaint handling procedures are completed. In cases where giving of advice
finished within such period, the securities company shall maintain records of such action until all complaint handling procedures are completed. In cases where giving of advice, accepting of trading orders
calculation as specified in Clause 3. (2) “electronic data” means statements that are created, sent, received, stored or processed through electronic procedures. (3) “securities company reporting system” means
Clause 3. (2) “electronic data” means statements that are created, sent, received, stored or processed through electronic procedures. (3) “securities company reporting system” means the electronic data