Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
considered such report.Previously, the SEC had notified AIE and AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the
Company Profile - AI ENERGY PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:09 Company Profile AI ENERGY PUBLIC COMPANY LIMITED Please enter
AW COVER SEC AR 2014 (create).ai สารบัญ สารจากประธาน สารจากเลขาธิการ คณะกรรมการ ก.ล.ต. คณะกรรมการกํากับตลาดทุน ผู้บริหารระดับสูง โครงสร้างองค์กร ธรรมาภิบาลองค์กร การพัฒนาองค์กรสู่ความยั่งยืน การ
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
against the Securities Law. The Civil Sanction Committee, comprising Attorney-General as Chairman and capital market experts as members, considers whether a civil sanction is an appropriate legal proceeding