Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report
of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of
trading decisions on behalf of the clients, regardless of the client's permission or authorization. In this regard, {A}'s action was deemed as obtaining authorization from clients to make securities trading
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
financial IT regulations; (4) Determine additional requirements and guidelines for IT quality and IT service management such as IT project management and capacity management; (5) Enhance cybersecurity
Financial Statement (Full version) - AI ENERGY PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:13 Financial Statement (Full version) AI
auditor of parent company AI to issue a disclaimer and express a qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore
Publication Document - AI ENERGY PUBLIC COMPANY LIMITED : AIE สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 11 April 2023 21:18 Publication Document Please enter search criteria
Publication Document - AI ENERGY PUBLIC COMPANY LIMITED : AIE สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:15 Publication Document Please enter search criteria
Publication Document - AI ENERGY PUBLIC COMPANY LIMITED : AIE สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 17 January 2023 17:27 Publication Document Please enter search criteria