offer requirements and the specification of frustration actions that may affect tender offer and which have to be approved by shareholders? resolution. Having taken into account comments and
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation
Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co
into the trading. The actions of Sermkirt, Wichian and Pratheep were in violation of Sections 243(1) in conjunction with 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) in conjunction
orders and payment. The said actions were in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992). As they agreed to enter the settlement procedure, the Settlement Committee