enhancing regulations and supervisory measures through collaboration with the SET to elevate oversight and quality of listed companies. For example, increasing the amount of profits and equity for companies
investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or showed prices and trading volumes that did not actually occur
has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral
goods and services to avert potential impacts on the country’s financial system stability and the overall economy as well as potential risks toward the public and business sectors. For example, risk on
, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital asset business operations. The SEC thus gives a special emphasis on
. ** Mutual funds are allowed to invest in mutual funds under management of the same asset management company in three tiers at the most. For example, Mutual Fund A invests in Mutual Fund B and Mutual Fund B
regarding the effectiveness of their legal acts while digital asset business operators may be exposed to a risk regarding the legality of the executed legal acts. For example, Section 21 prescribes that a
auditors. Besides, the SEC organizes various projects regularly to develop audit work quality. For example, hosting training sessions and online seminars to share knowledge with auditors in the capital
involves severely illegal business. For example, human trafficking, drug smuggling or money laundering etc. Moreover, the issuer must not act in violation or non-compliance with the law, which may cause
example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and agriculture) in the