appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the
) (SEA) in conjunction with Section 83 of the Penal Code. Komgrich as aider or abettor was also named in the complaint for violating Section 312 in conjunction with Section 315 of the SEA. On December 29
? 23 July 2014 before the company disclosed the Q2 operating results via the SET. Assavin?s offence was in violation of Section 241 of the Securities and Exchange Act of 1992 (SEA) and liable to the
Securities and Exchange Act 1992 (SEA). Under the SEA, other than shareholders? approval, ADAM board of directors has the duty to comply with the Act which prescribes that acquisition or disposal of
Securities and Exchange Act 1992 (SEA). Under the SEA, other than shareholders? approval, ADAM board of directors has the duty to comply with the Act which prescribes that acquisition or disposal of
entires of revenues from sales in SINGHA 's 2007 financial statements in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The public prosecutor issued a prosecution
the Securities and Exchange Act B.E. 2535(1992) (SEA) in conjunction with Section 83 of the Penal Code. The DSI and public prosecutors probed into the case and decided to pursue charges against them
Ms. Nuchanat Pariksuwan Ms. Nuchanat Pariksuwan aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating section 315 of the SEA. The
Mr. Krit Proicharoen Mr. Krit Proicharoen aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating Section 315 of the SEA The Appeal