sharply to 3,028 million baht as compared to 2,188 million baht at the year-ended 2003. The said actions are deemed as noncompliance with the Framework for the Preparation and Presentation of Financial
misrepresentation of buying and selling orders. The SEC will take stronger actions against any penalized investor contacts who repeat such misconduct.
, and take any actions with, their assets, securities trading accounts and banking accounts might lead to misconduct opportunities. Should investors have reasons to doubt the operation of any investor
actions were in violation of Clause 11(1) and (2) of the SEC Notification No. SorKhor. 15/2548 Regarding Approval of Investor Contacts and Standards of Conduct dated 21 June 2005. Investor contacts
decision was based on the SEC?s findings of Wanvadee?s severe wrongful actions as follows: 1. Deceiving investors that she would open trading accounts for them and then asking them to transfer money to her
/1which prescribes disciplinary actions against marketing officers who violated or failed to comply with the SET?s regulations and the SET has already ordered the imposed penalty. This SEC?s administrative
to disclose IFEC’s default on its bills of exchange, following the SET’s request for clarification on 12 January 2017. Wichai’s actions appear to be intentional causing IFEC to be suspended from
million baht in accounting documents. Therefore, their actions were considered that they acted in order to obtain unlawful gains for himself or another person and caused damage to IFEC as well as made false