Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a
. For example, dessimination of false statements via social media that may affect securities price movements could be subject to a class action should several investors suffering damage from the said
the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992). They all agreed to enter the criminal fining process.Consequently, Somporn was fined at the amount of 612,500 baht
The Bank of Thailand (BOT) and the Securities and Exchange Commission (SEC), as co-leads of the Thailand Taxonomy Board released the draft Thailand Taxonomy Phase I for public consultation during 26
that compete for funding in national and global capital markets." Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, "The SEC Thailand welcomes the
the inside information were liable to violation of Section 241 of the Securities and Exchange Act (SEA) B.E. 2535. Meanwhile, Somsak and Areeya, as aiders and abettors of Pittaya and Athueck, were in
and Section 313 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Although he compensated for damages incurred to RAM in December 2014, it was after the SEC's probe had revealed such
deemed a failure to perform duties responsibly, carefully and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and
debenture crowdfunding,” SEC Assistant Secretary-General added. SEC revised its regulations and drafted notification on crowdfunding by including debentures as one of the securities offered. The
Securities Commission of Malaysia is the current ACMF’s Chair and Thailand SEC will be the next. For more information about ACMF, please visit the website: www.theacmf.org.