of Directors pursuant to Section 89/25 of the Securities and Exchange Act B.E. 2535 (1992).KC must submit the amended financial statements, the Forms, and the results of the special audit to the SEC by

conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading

planning whereby securities brokers and derivatives agents would be allowed to offer services on asset allocation and investment planning in the forms of program trading and portfolio advisory with

30 percent of the NAV. In addition, to offer more choice to PVD members, establishment of PVDs as sector fund whose investment policy concentrates on securities of certain industry sectors is allowed

application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

comments and suggestions through the website or email: corporat@sec.or.th. The public hearing ends on 13 February 2023._________________________Remark: * Notification of the Office of the Securities and

’ acknowledgment or consent.  _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open

market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5)  Concentration in corporate bonds of any issuing company must not

World Investor Week is a global campaign promoted by the International Organization of Securities Commissions (IOSCO) to raise awareness about the importance of investor education and protection. The