/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker
foreign customers. Focus on growing through online channels by using After you application that allows customers to order products without intermediary and facilitate customers with E-wallet payment system
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
INC โดย ผู้ถือ หน่วยลงทุนสามารถเข้าถึงข้อมูลกองทุน SPDR S&P500 ETF Trust (SPY) เพื่อศึกษาข้อมูล เพิ่มเตมิได้ที่ https://www.ssga.com/us/en/intermediary/etfs/funds/spdr-sp-500- etf-trust-spy เหตุการณ์ที่
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
business continuity และเอกสาร Market Intermediary Business Continuity and Recovery Planning http://www.iosco.org/ เพิ่มเติมให้ ผู้บริหาร ระดับสูงร่วม รับผิดชอบต่อ นโยบาย BCM และ BCP ด้วย 2 3.1 การระบุงานส
…………..com Address Name of the CIS Operator’s local intermediary(-ies) in Thailand Explanation on details of information required to be disclosed in Factsheet 1. Guidelines on the use of language, font and
in Thailand Tel.: X-XXXX-XXX www…………..com Address Name of the HK Covered Management Company’s local intermediary(-ies) in Thailand Explanation on details of information required to be disclosed in
of the CIS Operator’s local representative in Thailand Tel.: X-XXXX-XXX www…………..com Address Name of the CIS Operator’s local intermediary(-ies) in Thailand Explanation on details of information
Clause 22 An intermediary shall report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions by the intermediary do not have the