firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS
of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
- 3210 of 3,262 results Sort by: Relevance Date (Newest) Date (Oldest) 6324se.pdf entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall
ออสเตรเลีย ญ่ีปุ่น เกำหลีใต ้นิวซีแลนด์ และไทย 1 เช่น เป็น CIS operator ท่ีอยูภ่ำยใตก้ำรก ำกบัดูแลโดยหน่วยงำนก ำกบัดูแลของประเทศตน (home regulator) โดยมีตวัแทนขำยในไทย (local intermediary) ท ำหนำ้ท่ีรับผดิชอบ
and responsibility to shareholders, unitholders as well as society and environment.? Pattera Dilokrungthirapop, ASCO Chairperson said that ?Securities companies are financial intermediary giving
standards and (iii) sector peers. The timeline, baseline and trigger events are clearly disclosed for all KPIs. However, an intermediary target is disclosed for KPI 3 only. Bond Characteristics – The nature
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
(FinTech) will be applied into the financial business of the company through J Ventures Co., Ltd. The proceeds from the sale of digital tokens will be used to develop the Non- financial intermediary system
lending, deposit taking and other financial intermediary activities. Relevant questions focus on banks’ lending and other activities, which for banks are the entire collection of products, securities and