investment decisions. Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565
disclosures that involve risks and opportunities concerning climate change, enabling them to analyze securities, give investment advice, and make investment decisions efficiently. This is also a major step
Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders
investment planning for retirement; (3) Crowd Empowerment: To encourage the use of crowdsourcing whereby opinions of experienced persons may be accumulated for the crowd to make decisions more efficiently
) Improving the Data Environment: ESG disclosure which has quality in accordance with international disclosure standards is crucial for making and monitoring financial decisions, as well as devising financial
regarding its business and human rights practice in the 56-1 One report in 2022 in response to the expectation of global investors who weigh in on this data and preferably use it for investment decisions
and lack of appropriate client acceptance procedures on non-audit service acceptance decisions. Setting proper procedures to identify impacts on independence and possible conflicts of interest was
to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding https://www.sec.or.th/EN/Pages/News_Detail.aspx
companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126 SEC Board