that the mechanism of disclosure system whereby investors make their own investment decisions based on the disclosed information can be fully operated. Transition toward a more disclosure-based system

believe that all of his securities were still in his account. In addition, Kritsana had continually made unauthorized trading decisions for the first client since he opened an account in 1999. As a result

and disseminated false statements, which caused an impact on the GL securities price and investors? investment decisions. Such information also contradicted the information GL had disclosed through the

regarding its business and human rights practice in the 56-1 One report in 2022 in response to the expectation of global investors who weigh in on this data and preferably use it for investment decisions

investment planning for retirement;   (3)  Crowd Empowerment: To encourage the use of crowdsourcing whereby opinions of experienced persons may be accumulated for the crowd to make decisions more efficiently

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

be careful and examine their trading transactions as well as the money in their accounts regularly, and not to allow investment consultants to make investment decisions or use investors? trading

Sonthaya had made trading decisions on behalf of her client without authorization. Her conducts were deemed interference with client assets in contravention of Clause 11 (2) of the Notification of the Office

investment decisions.  Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565

may affect the SEC?s consideration and investors? decisions; (3) Analyzing qualifications of the properties whether they are appropriate to be acquired for establishment of a property fund for sale to