’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3
shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3 (12) clients’ asset An
SDG Impact Standards were also introduced to the Thai market at the launch event. These are independent and global management standards that guide businesses and investors in their decisions to optimize
and disseminated false statements, which caused an impact on the GL securities price and investors? investment decisions. Such information also contradicted the information GL had disclosed through the
. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However
duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
with the Ministry of Finance and regarded as another mechanism for protecting and empowering shareholders to make their own decisions to solve the company's problems; (3) CMDF: establishing the CMDF as a
client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client. In addition, Jakkrit also made investment decisions on other
appropriate and reliable supervision and investor protection. In any case, investors are advised to study details and conditions of target products thoroughly before making investment decisions. For inquiries
be careful and examine their trading transactions as well as the money in their accounts regularly, and not to allow investment consultants to make investment decisions or use investors? trading