? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the

cooperation for the regulator, as well as lacked of professional ethics and securities business conduct. Such actions are considered in violation of the SEC?s Notification No. SorThor/Nor.13/2542 Re

to the expenses of new outlets (i.e. Hat Yai and Chachoengsao branch) and marketing expenses related to marketing activities. 4. Net profit and net profit margin 1Q18 net profit was Baht 15.77 million

(Company and Subsidiaries) (4.1) Cash Flows from Operating Activities The Company has net cash flows used in operating activities for the nine -month period as of September 30, 2019 in amount of 7.5 million

___________________ Clause 10. In renewal for approval for investor contact, the applicant shall: (1) having attended a training, activities, or additional courses to review the relevant business knowledge and

Approval ___________________ Clause 10. In renewal for approval for investor contact, the applicant shall: (1) having attended a training, activities, or additional courses to review the relevant business

Approval ___________________ Clause 10. In renewal for approval for investor contact, the applicant shall: (1) having attended a training, activities, or additional courses to review the relevant business

derivatives investment advisors. ✓ ✓ ✓ ✓ Company profiles and reports on wealth advice service (annually). ✓ 1. Data relating to operating systems and actions with intermediaries; 2. Appraisal companies

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3