derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code

economic situation which could affect loan quality, provisioning and guidelines for debt restructuring as commercial banks must comply with the Thai Financial Reporting Standards (TFRS9): Financial

Office of the Securities and Exchange Commission issued by virtue of the Securities and Exchange Law, including the guidelines, orders and circulars issued or providing guidelines in accordance with the

foreign business operators to provide services for Thai investors, guidelines for facilitating Ease of Doing Business in Thailand, the SEC’s law enforcement activities, the suspension of unlicensed business

have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized

SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with

materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct

Authority (UK FCA) to share insights on international standards for digital asset market regulation on 7 November 2024.Ms. Nopnuanparn Pavasant, Assistant Secretary-General in charge of Financial Innovation

, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting

the next two years from June 16, 2011. The order has been issued after the SEC?s finding indicated his serious audit mistake and failure to comply with the auditing standards  in performing the audit of