Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement
standards or practices. This case is under consideration of the public prosecutor. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 02/04/2025
management of information technology resources which covers the allocation of resources to ensure sufficiency for business operation and establishment of guidelines to support incidents where the resources are
……………com According to AIMC standards Column graph image According to AIMC standards Class Code Subscription of Units Redemption of Units Statistical Data Subscription Date: Redemption Date: Maximum Drawdown
Fund standard deviation Benchmark standard deviation Morningstar Fund Rating Investors can study liquidity risk management tools in the prospectus. Prospectus: www……………com According to AIMC standards
acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and personnel whose duty