Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator: ______________________________________________
Page 1 of 4 Form 35 – retail ASEAN CIS Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator
application for additional securities business licenses it has not yet obtained by complying with rules and procedures prescribed in this Ministerial Regulation. [Amended by the Ministerial Regulation No.17
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established
applications. Meanwhile, another application is still under consideration. Digital asset businesses are regulated under the Emergency Degree on Digital Asset Businesses B.E. 2561 (2018).The Ministry of Finance
application date. − ✓ Except those having passed CISA Level 1 or higher. 2 Passed the Financial Risk Manager (FRM) examination. Local or foreign organization for a total period of at least 1 year during the
Market Supervisory Board No. TorJor. 16/2552 Re: Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries By virtue of
recommendation of the SEC Board, has granted digital asset business licences to four applicants and rejected two applications. Meanwhile, another application is still under consideration. Digital asset businesses
Finance Minister hereby issue Ministerial Regulation as follows: Clause 1 An application for registration of the fund established in accordance with Section 5 together with documents specified in Clause 4
Thailand (No. 3) dated 15 October 2013. Clause 3 In this Notification and the Application Form for an offer for sale of newly issued securities as stipulated by this Notification: “securities” means the