) “company” means a company filing an application for approval of an offer for sale of newly issued securities or a company approved to make a public offering of newly issued securities, which still has the
approval shall be Baht 15,000 per application providing that the first installment of Baht 5,000 shall be made to the SEC Office on the date of filing of application and the residual payment of Baht 10,000
and Exchange Commission 25/2545 28/03/2002 16/04/2002 Report/Form (Notification of Securities and Exchange Commission) Form 90-17 Application for an Approval on Establishment of a New Limited
broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for
broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for
acting as a manager. Clause 6. In case where the derivatives broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together
Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be
Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be
Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be
guidance on the application of the GBP, as well as to enhance transparency, consistency and uniformity of ASEAN green bonds which will also contribute to the development of a new asset class. The newly