exchange traded fund (ETF) ได้ต่อเมื่อมีการกำหนดไว้ในรายละเอียดโครงการจัดการกองทุนรวม รวมทั้งบริษัทหลักทรัพย์จะต้องเปิดเผยข้อมูลสำคัญแก่ผู้ลงทุนเพื่อประกอบการตัดสินใจ เช่น มูลค่าหน่วยลงทุนล่าสุดที่มีการ

investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or showed prices and trading volumes that did not actually occur

criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or

 3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities

director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the

admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a

agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded

institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in

complaint were {A} and {D} for being accomplices in the said violation. {A} in colluding with {B} and {C} had traded TWZ shares with the intention to induce the general public into buying or selling such

นายวรพล  โสคติยานุรักษ์  เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนเห็นชอบแก้ไขหลักเกณฑ์เกี่ยวกับการลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded