. KorThor. 12/2553 Re: Determination of Undertaking not Deemed as a Derivatives Dealer By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003) which contains certain provisions relating
Development Public Company Limited 28/09/2020 17:12 Acquisition of shares of M.K. Real Estate Development Plc. and Determination of date of the Extraordinary General Meeting of Shareholders No.1/2020 (Edit
Acquisition of assets, determination of the meeting date, date to determine the name list of shareholders entitled to attend the meeting (Record Date) and agenda of the Extraordinary General Meeting of
: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency
change the date of determination of shareholders who shall be entitled to attend the Extraordinary General Meeting of Shareholders No. 1/2018 (Record Date), as well as to amend, change or determine the
investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing
liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and
for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to