before making decisions to invest in initial public offerings (IPO).  SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any  financial instument of their

assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth

-informed decisions to take any action on their portfolios. The drastic fall is believed to have resulted from foreign investors? worries over the measures on foreign short-term capital inflows launched by

consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed

employers to offer choices of investment policies that would manage retirement savings for their employees more efficiently,? said SEC Secretary-General Thirachai Phuvanatnaranubala.   # # #

Previously, the Board of Directors of Natural Park PLC ("N-PARK") and Pacific Assets PLC ("PA") had announced the merger plan between the two companies. To acquire all PA shares, N-PARK has offered the swap ratio of 4 N-PARK?s shares for 1 PA?s shares. After such acquisition, PA will transfer all of its assets to N-PARK at book value so that all PA?s businesses will be under N-PARK?s management. Consequently, the SEC received complaints from several investors disagreeing with N-PARK?s offere...

ออปชั่น (Binary Options)” มีใจความสำคัญว่า แม้ไบนารี่ ออปชั่น จะมีคำว่า “ออปชั่น” เหมือนกับตราสารอนุพันธ์ประเภทออปชั่น แต่ไบนารี่ ออปชั่น นี้ไม่ได้อยู่ภายใต้การกำกับดูแลของสำนักงาน เนื่อง

Facebook page “CHH GOLD Options TFEX” impersonates “Chin Hua Heng Goldsmith Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 20/09/2024)

Following the concerns from the last public hearing in 2017 on the revision of the principles and regulations relating to the provident fund to resolve the issue that members did not have adequate information to understand before selecting their investment policy, SEC had then discussed with relevant departments to revise the details of such regulations, in order for the provident fund members to select their appropriate choice of investment policy, which would result in a sufficient grow...