to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
internal organization. To support the continuous growth rate in the future by focusing on the allocation of capital to improve factories and machineries instead of revenue growth and the revenue from sales
Assets In case of Internal Short. 04/09/2015 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand SEC Help Center 1207 Tel
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Borne by Securities Companies and Management of Clients Assets In case of Internal Short. 04/09/2015 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
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Market Makers Risks Borne by Securities Companies and Management of Clients Assets In case of Internal Short. 04/09/2015 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
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e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital