Limited on 1 October 2019.) 6. Source of Funding Internal Working Capital and received a refund of capital from a subsidiary company which is in the process of liquidation 7. Valuation of the investment Par
report of Sasirachada Company Limited on 1 October 2019.) 6. Source of Funding Internal Working Capital and received a refund of capital from a subsidiary company which is in the process of liquidation 7
expenses to support job expension, employee bonus, audit fee, internal audit fee, meeting allowance and other compensation for directors. Theses are expenses related to the preparation for listing on the
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
/25) |- Engagement in Related Businesses | - |- OTC & Derivatives Businesses (Section 98(4)) | - |- Engagement in Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal
challenging to audit due to high degree of judgment required. • Complex transactions • Complexities of auditing IT : in particular in the areas of valuation, internal control and evidence of work performed
services essential in contacting with the securities registrar and such publications shall be posted in a prominent place at the office of the securities registrar; (3) establishing an internal control
1 SEC Classification : ใชภ้ายใน (Internal) นางศิษฏศรี นาคะศริิ ผู้อำนวยการ ฝ่ายกำกับธุรกจิออกแบบการลงทุนและกองทุนสำรองเลี้ยงชีพ สำนักงานคณะกรรมการกำกับหลกัทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เมื่อไม่นาน
- Part 2.3.9 Internal Control and Related Party Transaction (Q3) - As of 31Jan22 02 กุมภาพันธ์ 2565 [เอกสารแนบอื่น ๆ] 12. Solar - Attachment 1 - Directors and Management (Q3) - As of 31Jan22 02 กุมภาพันธ์