, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and

petition will be submitted to the Court seeking an order of a 2-million-baht civil penalty on each offender or 6 million baht in total in addition to the reimbursement of 102,132 baht for the investigative

personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

, and (c) continuing education, quality assurance and investigative and disciplinary systems. 5. The system of public oversight shall have the right, where necessary, to conduct investigations in relation

civil penalties, compensations in the amount equal to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, as follows: Yanyong at the amount of

, compensations in the amount equal to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, as follows: Chanon in the amount of 6,650,867 baht, Anchada

required to pay civil monetary penalties, compensations in the amounts equal to the benefits received or would have been received, and reimbursements of investigative expenses incurred by the SEC, as the