electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give
the format provided on the SEC website. 1.8 Auditor An authorised auditor under the Hong Kong Law who is allowed to audit and affix signature to express an opinion on the audited financial statements of
assets – the shareholders' meeting notice must be delivered at least 14 days before the meeting. Q: Is a nominated director who is also a shareholder allowed to attend the meeting and vote on the
IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non-recourse type of debt. Fund unit holding An individual or a group of associated persons shall not hold more than one
) providing suitability test for retail investors. The SEC also seeks public comments on shelf filing whereby a series of fundraising would be allowed after an initial approval is granted, and eligibility
2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual
of Thailand allowed to be done by virtue of provisions of law, the Finance Minister prescribes the Ministerial Regulation as follows- Clause 1 The Ministerial Regulation No. 4 (B.E. 2538) promulgated
regulations on approval for issuance and offering for sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment
another 6 months. The Company have already allowed leniency for debt repayment from the debtors for a reasonable period and have continuously followed up with debtors and sent collection letter. However