concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his

personnel for two years, starting from 14 September 2016. During the suspension period, {A} is not allowed to work in the managerial or advisory areas in the company, nor could he perform any other duties as

, as amended.    *** An investment consultant for Complex Instruments Type 2 is allowed to give advice to investors about capital market products

as well as the public. In this regard, business operators are allowed to use personal data to execute financial transactions confidently. This is an important foundation for the financial sector

progress that reflects their awareness and serious effort against corruption. ?The assessment allowed each listed company to realize its anti-corruption development level and thus enabled the company to

facilitates Thai companies? securities offering in the European Union (EU) members as Thai auditors are allowed to audit and certify their financial statements without having to register with independent audit

consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times

allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for

and offer orders* and matching bid and offer orders among themselves through the securities trading accounts of Atthavut, Sujeera and Piliaipit. Additionally, Piliaipit allowed Atthavut and Sujeera

offer orders* and matching bid and offer orders among themselves through the securities trading accounts of Atthavut, Sujeera and Piliaipit. Additionally, Piliaipit allowed Atthavut and Sujeera to use her