) by 25 December 2024.   Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “The SEC underscores the importance of information disclosure by listed companies to ensure that

auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms

that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating

In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the

exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying

branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in

system, (4) operational and IT management system, (5) database system, and (6) compliance system. Besides, derivatives agents must designate responsible officers to ensure compliance with all rules and

inspection mechanism to ensure that they are properly set up, managed and monitored to prevent savings exploitation or misspending for purposes that have nothing to do with education. For these reasons

Monetary Authority of Singapore to double check UBS?s document to ensure its accuracy and completeness. Regarding Form 246-2 irrelevantly filed with errors by UBS on August 24, 2001, the SEC urges anyone

trading or otherwise, and we shall further our investigation by virtue of the SEA and clarify all the facts to the public to ensure market confidence.?