set up system for brokers and press to be able to verify rumor/information with official contact persons. This will ensure correctness of information and prevent rumor spreading. Meanwhile, investors
operating securities or derivatives business without license. 2. Business conduct rules: To ensure that registered derivatives business operators perform their duty with prudence and for the best interest of
keepers are required to ensure gold quality standard and safety.The CMSB is of the view that Gold ETF will benefit the gold industry and increase product variety in the capital market. Both types of gold
institution is not required to file for approval for its appointment of an executive, provided that a qualification check has been made to ensure that such executive does not have any prohibited characteristics
Bangkok, February 22, 2010 ? The SEC is inviting public comment on a draft revision to the rule governing the filing of registration statement by securities issuers to ensure that investors will have
transitional provisions, to ensure their digital asset business operations before 14 May 2018 and this information will be disclosed on SEC website: www.sec.or.th/digitalasset.SEC Board will assess
problems, and the company’s board of directors should take it into consideration. This is to ensure that an extraordinary shareholders meeting will be arranged without delay
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the